Investment Banking Analyst/ Compliance Manager

Role DescriptionThe Investment Banking Analyst / Compliance Manager is responsible for supporting financial analysis, transaction execution, and regulatory compliance to ensure sound business operations and adherence to applicable laws, regulations, and internal policies. This role combines analytical expertise with risk management and governance to support strategic financial initiatives and maintain a strong compliance framework.Key responsibilities include conducting financial analysis, market research, company and industry evaluations, and preparing financial models, valuation analyses, and presentation materials to support investment opportunities and business decisions. The role assists in due diligence, transaction documentation, and the coordination of mergers and acquisitions, capital markets activities, or other corporate finance projects where applicable.On the compliance side, the position develops, implements, and monitors compliance policies, internal controls, and risk management procedures to ensure regulatory adherence across business operations. It involves reviewing business activities, identifying compliance risks, conducting internal assessments, and recommending corrective actions to strengthen governance and operational integrity.The role also supports regulatory reporting, audit preparation, policy documentation, and employee awareness initiatives related to compliance requirements. Collaboration with legal, finance, operations, and senior management teams is essential to ensure business activities remain aligned with regulatory standards and organizational objectives.Continuous monitoring of regulatory developments, financial markets, and industry best practices is expected to support informed decision-making and maintain an effective compliance program.QualificationsStrong understanding of corporate finance, financial analysis, valuation methodologies, capital markets, and investment banking principles. Ability to analyze financial statements, interpret market information, and prepare structured financial reports and presentations.Solid knowledge of regulatory compliance, corporate governance, internal controls, risk management, and applicable financial regulations. Ability to identify compliance risks and recommend practical solutions to enhance regulatory adherence.Proficiency in spreadsheet applications, financial modeling, data analysis, and reporting tools. Familiarity with financial databases, compliance monitoring systems, and documentation management processes is an advantage.Strong analytical, quantitative, and problem-solving skills with the ability to evaluate complex financial and regulatory information accurately.

• Excellent written and verbal communication skills, with the ability to prepare professional documentation and collaborate effectively with cross-functional teams and stakeholders. High attention to detail, sound judgment, integrity, and the ability to manage multiple priorities in a dynamic business environment.